-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SyB4t3PiNgDLfE0V6ZLWZ/zxj3LMuGcHEd1XblRfBqTmNBJ1v5FslTmqJcCuw4y6 DTJpj2LkD9j5PU9c1Owncw== 0000906280-04-000220.txt : 20040528 0000906280-04-000220.hdr.sgml : 20040528 20040528172701 ACCESSION NUMBER: 0000906280-04-000220 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040528 GROUP MEMBERS: ADVANTAGE CAPITAL CORPORATION GROUP MEMBERS: ADVANTAGE CAPITAL MANAGEMENT CORPORATION GROUP MEMBERS: ADVANTAGE CAPITAL NOLA IX, L.L.C. GROUP MEMBERS: ADVANTAGE CAPITAL NOLA VI, L.L.C. GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS II LIMITED PARTNERSHIP GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS III LIMITED PARTNERSHIP GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS IX LIMITED PARTNERSHIP GROUP MEMBERS: ADVANTAGE CAPITAL PARTNERS VI LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OMNI ENERGY SERVICES CORP CENTRAL INDEX KEY: 0001046212 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 721395273 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53451 FILM NUMBER: 04839228 BUSINESS ADDRESS: STREET 1: 4500 NE INTERSTATE 49 CITY: CARENCRO STATE: LA ZIP: 70520 BUSINESS PHONE: 3188966664 MAIL ADDRESS: STREET 1: 4484 NE EVANGELINE THRUWAY CITY: CARENCRO STATE: LA ZIP: 70520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STULL STEVEN T CENTRAL INDEX KEY: 0001055565 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 909 PYDRAS STREET STREET 2: SUITE 2230 CITY: NEW ORLEANS STATE: LA ZIP: 70112 BUSINESS PHONE: 5045224850 MAIL ADDRESS: STREET 1: 909 POYDRAS STREET STREET 2: SUITE 2230 CITY: NEW ORLEANS STATE: LA ZIP: 70112 SC 13D/A 1 sched13d-a_052004.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

AMENDMENT NO. 7

TO

SCHEDULE 13D

Under the Securities Exchange Act of 1934

OMNI Energy Services Corp.

(Name of Issuer)

 

Common Stock, $0.01 par value per share

(Title of Class of Securities)

 

68210T109

(CUSIP Number)

 

Michael T. Johnson

909 Poydras Street, Suite 2230

New Orleans, Louisiana 70112

504-522-4850

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

May 20, 2004

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box □.

CUSIP No. 68210T109

1.

Name of Reporting Persons.  I.R.S. Identification No. of above persons (entity only).


Steven T. Stull

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

N/A

6. Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

 545,826

9. Sole Dispositive Power

0

10. Shared Dispositive Power

545,826

11. Aggregate Amount Beneficially Owned by Each Reporting Person

545,826

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

4.79%

14. Type of Person Reporting (See Instructions)

IN

 


 

CUSIP No. 68210T109

1.

Name of Reporting Person 

Advantage Capital Partners II Limited Partnership

 

 I.R.S. Identification No. of above person: 72-1236549

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

____

6. Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

 70,133

9. Sole Dispositive Power

0

10. Shared Dispositive Power

70,133

11. Aggregate Amount Beneficially Owned by Each Reporting Person

70,133

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

.62%

14. Type of Person Reporting (See Instructions)

PN

 


 

CUSIP No. 68210T109

1.

Name of Reporting Person 

Advantage Capital Corporation

 

 I.R.S. Identification No. of above person: 72-1201602

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

____

6. Citizenship or Place of Organization

United States

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

 70,133

9. Sole Dispositive Power

0

10. Shared Dispositive Power

70,133

11. Aggregate Amount Beneficially Owned by Each Reporting Person

70,133

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

.62%

14. Type of Person Reporting (See Instructions)

CO

 


 

CUSIP No. 68210T109

1.

Name of Reporting Person 

Advantage Capital Partners III Limited Partnership

 

 I.R.S. Identification No. of above person: 72-1264304

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

____

6. Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

0

9. Sole Dispositive Power

0

10. Shared Dispositive Power

0

11. Aggregate Amount Beneficially Owned by Each Reporting Person

0

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

0%

14. Type of Person Reporting (See Instructions)

PN

 


 

CUSIP No. 68210T109

1.

Name of Reporting Person 

Advantage Capital Management Corporation

 

 I.R.S. Identification No. of above person: 72-1262990

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

____

6. Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

0

9. Sole Dispositive Power

0

10. Shared Dispositive Power

0

11. Aggregate Amount Beneficially Owned by Each Reporting Person

0

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

0%

14. Type of Person Reporting (See Instructions)

CO

 


 

CUSIP No. 68210T109

1.

Name of Reporting Person 

Advantage Capital Partners VI Limited Partnership

 

 I.R.S. Identification No. of above person: 72-1402146

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

____

6. Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

 347,222

9. Sole Dispositive Power

0

10. Shared Dispositive Power

347,222

11. Aggregate Amount Beneficially Owned by Each Reporting Person

347,222

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

3.05%

14. Type of Person Reporting (See Instructions)

PN

 


 

CUSIP No. 68210T109

1.

Name of Reporting Person 

Advantage Capital NOLA VI, L.L.C.

 

 I.R.S. Identification No. of above person: 72-1400488

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

____

6. Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

347,222

9. Sole Dispositive Power

0

10. Shared Dispositive Power

347,222

11. Aggregate Amount Beneficially Owned by Each Reporting Person

347,222

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

3.05%

14. Type of Person Reporting (See Instructions)

OO

 


 

CUSIP No. 68210T109

1.

Name of Reporting Person 

Advantage Capital NOLA IX Limited Partnership

 

 I.R.S. Identification No. of above person: 72-1401733

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

____

6. Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

128,471

9. Sole Dispositive Power

0

10. Shared Dispositive Power

128,471

11. Aggregate Amount Beneficially Owned by Each Reporting Person

128,471

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

1.13%

14. Type of Person Reporting (See Instructions)

PN


 

CUSIP No. 68210T109

1.

Name of Reporting Person 

Advantage Capital NOLA IX, L.L.C.

 

 I.R.S. Identification No. of above person: 72-1401731

2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a)      X

(b)

3.

SEC Use Only

 

4.

Source of Funds (See Instructions)

OO                                                                                                               

5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

____

6. Citizenship or Place of Organization

United States

 

Number of

Shares

Beneficially

Owned by

Each Reporting

Person with

7. Sole Voting Power

0

8. Shared Voting Power

128,471

9. Sole Dispositive Power

0

10. Shared Dispositive Power

128,471

11. Aggregate Amount Beneficially Owned by Each Reporting Person

128,471

12. Check if the Aggregate Amount in Row (11) Excludes Shares (See Instructions)

 

13. Percent of Class Represented by Amount in Row (11)

1.13%

14. Type of Person Reporting (See Instructions)

OO

 


Item 1.        Security and Issuer.

This statement relates to the common stock, $.0.01 par value per share (the "Common Stock"), of OMNI Energy Services Corp. (the "Issuer"), a Louisiana corporation. The address of the principal executive offices of the Issuer is 4500 N.E. Evangeline Thruway, Carencro, Louisiana 70520.

Item 2.         Identity and Background.

(a)       Names of Reporting Persons:

 

Steven T. Stull

Advantage Capital Partners II Limited Partnership

Advantage Capital Corporation

Advantage Capital Partners III Limited Partnership

Advantage Capital Management Corporation

Advantage Capital Partners VI Limited Partnership

Advantage Capital NOLA VI, L.L.C.

Advantage Capital Partners IX Limited Partnership

Advantage Capital NOLA IX, L.L.C.

 

(b)      Principal Business Address of Reporting Persons

 

909 Poydras Street, Suite 2230

New Orleans, Louisiana 70112

(c)       Mr. Stull is a founding partner of the Advantage Capital partnerships, which are institutional venture capital funds.

(d)       The Reporting Persons have not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) during the past five years.

(e)       The Reporting Persons have not been parties to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding were or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws during the past five years.

(f)        The Reporting Persons are United States citizens or are organized under the laws of a state of the United States.

Item 3.        Source and Amount of Funds or Other Consideration.

N/A

Item 4.        Purpose of Transaction.

Securities of the Issuer were acquired by the Reporting Persons for investment purposes.

(a)-(j)   The Reporting Persons have no plans or proposals that relate to or that would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D.

Item 5.         Interest in Securities of the Issuer.

(a)        As of May 25, 2004, the Reporting Persons beneficially owned shares of the Common Stock listed below:

Reporting Person

Number of

Shares

Beneficially

Owned

Percentage of
Shares
 Beneficially
Owned

Shares
Included

Which

Reporting
Person has
Right to

Acquire

Steven T. Stull

Advantage Capital Partners II Limited Partnership

Advantage Capital Corporation

Advantage Capital Partners III Limited Partnership

Advantage Capital Management Corporation

Advantage Capital Partners VI Limited Partnership

Advantage Capital NOLA VI, L.L.C.

Advantage Capital Partners IX Limited Partnership

Advantage Capital NOLA IX, L.L.C.

545,826

 70,133

   70,133

0

0

347,222

347,222

128,471

128,471

4.79%

.62%

.62%

0%

0%

3.05%

3.05% 

1.13%

1.13%

0

0

0

0

0

0

0

0

0

 

(b)        See Items 7 through 10 of the Cover Pages for information as to the voting power and dispositive power of shares of Common Stock beneficially owned by each Reporting Person.

(c)        The Advantage Capital Partners III Limited Partnership, Advantage Capital Management Corporation and Steven T. Stull had the following open market sales of the Common Stock of the Issuer in the past 60 days preceding May 25, 2004 and not previously reported on an Amendment to the Schedule 13D:

 

Sale of 2,015 shares at $5.52 per share on May 12, 2004;

Sale of 1,700 shares at $5.51 per share on May 12, 2004;

Sale of 62,985 shares at $5.50 per share on May 12, 2004;

Sale of 25,634 shares at $5.50 per share on May 13, 2004;

Sale of 6,600 shares at $5.50 per share on May 14, 2004;

Sale of 883 shares at $5.50 per share on May 17, 2004;

Sale of 440 shares at $5.40 per share on May 18, 2004;

Sale of 2,225 shares at $5.20 per share on May 19, 2004;

Sale of 19,100 shares at $5.20 per share on May 20, 2004;

Sale of 600 shares at $5.15 per share on May 21, 2004;

Sale of 5,004 shares at $5.15 per share on May 24, 2004;

Sale of 32,520 shares at $5.05 per share on May 25, 2004;

Sale of 300 shares at $5.06 per share on May 25, 2004;

Sale of 9,100 shares at $5.06 per share on May 25, 2004; and

Sale of 2,500 shares at $5.11 per share on May 25, 2004.

 

The Advantage Capital Partners II Limited Partnership, Advantage Capital Corporation and Steven T. Stull had the following

open market sales of the Common Stock of the Issuer in the past 60 days preceding May 25, 2004 and not previously reported on an amendment

to this Schedule 13D:

 

 

Sale of 27,461 shares at $5.05 per share on may 25, 2004; and

Sale of 400 shares at $5.06 per share on may 25, 2004.

(d)       Other party with right to receive or direct receipt of dividends or proceeds:

                       Not applicable.

(e)        Date Reporting Persons ceased to beneficially own more than 5% of shares:

                       May 25, 2004.

Item 6.          Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the  Issuer.

None

Item 7.          Material to be Filed as Exhibits.

    Exhibits

A        A written agreement relating to the filing of a joint Amendment No. 7 to Schedule 13D as required by Rule 13d-1(f) under the Securities Exchange Act of 1934.

 

SIGNATURE

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct as of May 25, 2004.

       May 27, 2004

 

                                   /s/ Gerald J. Daigle, Jr.

Date

 

Steven T. Stull,

By Gerald J. Daigle, Jr.

with power of attorney

 

 

ADVANTAGE CAPITAL PARTNERS II

   

LIMITED PARTNERSHIP

 

By:

Advantage Capital Corporation,

 

 

General Partner

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

ADVANTAGE CAPITAL CORPORATION

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

ADVANTAGE CAPITAL PARTNERS III

   

LIMITED PARTNERSHIP

 

By:

Advantage Capital Management

 

 

Corporation, General Partner

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

ADVANTAGE CAPITAL

   

MANAGEMENT CORPORATION

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

ADVANTAGE CAPITAL PARTNERS VI

   

LIMITED PARTNERSHIP

 

By:

Advantage Capital NOLA VI,

 

 

L.L.C., General Partner

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

     

 

ADVANTAGE CAPITAL NOLA VI, L.L.C.

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

ADVANTAGE CAPITAL PARTNERS IX

 

 

LIMITED PARTNERSHIP

 

By:

Advantage Capital NOLA IX,

 

 

L.L.C., General Partner

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

     

 

ADVANTAGE CAPITAL NOLA IX, L.L.C.

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

EX-1 2 exhibit_a.htm

EXHIBIT A

JOINT FILING AGREEMENT

The undersigned each agree that this joint Amendment No. 6 to Schedule 13D dated May 25, 2004 relating to the shares of common stock, $0.01 par value per share, of OMNI Energy Services Corp., to which this Agreement is attached as Exhibit A, shall be filed on behalf of the undersigned.

        May 27, 2004

 

                            /s/ Gerald J. Daigle, Jr.

Date

 

Steven T. Stull

By Gerald J. Daigle, Jr.

with power of attorney

 

 

ADVANTAGE CAPITAL PARTNERS II

    LIMITED PARTNERSHIP

 

By:

Advantage Capital Corporation,

 

 

General Partner

 

 

 

     

 

By:

                                      /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

ADVANTAGE CAPITAL CORPORATION

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

 

ADVANTAGE CAPITAL PARTNERS III

    LIMITED PARTNERSHIP

 

By:

Advantage Capital Management

 

 

Corporation, General Partner

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

ADVANTAGE CAPITAL

    MANAGEMENT CORPORATION

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

     

 

ADVANTAGE CAPITAL PARTNERS VI

    LIMITED PARTNERSHIP

 

By:

Advantage Capital NOLA VI,

 

 

L.L.C., General Partner

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

     

 

ADVANTAGE CAPITAL NOLA VI, L.L.C.

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

 

 

 

 

 

ADVANTAGE CAPITAL PARTNERS IX

 

 

LIMITED PARTNERSHIP

 

By:

Advantage Capital NOLA IX,

 

 

L.L.C., General Partner

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

     

 

ADVANTAGE CAPITAL NOLA IX, L.L.C.

 

 

 

 

 

 

 

By:

 /s/ Gerald J. Daigle, Jr.

 

 

Steven T. Stull, President

By Gerald J. Daigle, Jr.

with power of attorney

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